Associate Officer - Company Secretary and Compliance

Job Description:

Responsibilities

• Review of regulatory circulars on daily basis – NSE, BSE, RBI, MCA and repository maintenance
• Maintenance of regulatory deadlines
• Support for Regulatory filings
• Assisting in corporate secretarial functions
• Work within a small, proactive team to deliver efficient and best practice compliance solutions.
• Work with the risk-based compliance monitoring program and testing of the compliance environment.
• Assist the Compliance team in the management of complaints, breaches and errors.
• Assist in employee and regulatory licensing matters.
• Preparing the regulatory reporting checklist and assist in ad hoc project.
• Coordination with internal teams for regulatory, audit and Inspection related matters.

Qualifications & Experience

• Post-graduate studies are highly regarded.
• Qualified Company Secretary
• 3-5 years’ experience in a compliance related role in securities broking entity
• Proficient in written and spoken English.